Ho, Shirley Yan-fen 何艷芬
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CAIIS Limited | Rep | Advising on securities | 2005-04-13 | 2010-04-14 | Rep | Dealing in securities | 2006-07-12 | 2010-04-14 |
2 | Everbright Securities Investment Services (HK) Limited | Rep | Advising on securities | 2010-10-13 | 2012-05-30 | Rep | Dealing in securities | 2010-10-13 | 2012-05-30 |
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