Langner, Gilbert Fred
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Interactive Brokers Hong Kong Limited | RO | Advising on corporate finance | 2003-05-05 | RO | Advising on securities | 2003-05-05 | RO | Asset management | 2003-05-05 | RO | Dealing in securities | 2003-05-05 |
2 | Merrill Lynch (Asia Pacific) Limited | Rep | Automated trading services | 2013-05-28 | 2013-09-23 | Rep | Dealing in securities | 2013-05-28 | 2014-01-03 |
3 | Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2013-05-28 | 2014-01-03 | Rep | Dealing in securities | 2013-05-28 | 2014-01-03 | Rep | Automated trading services | 2013-09-06 | 2014-01-03 |
4 | TIMBER HILL HONG KONG LIMITED | RO | Advising on futures contracts | 2003-05-05 | RO | Asset management | 2003-05-05 | RO | Dealing in futures contracts | 2003-05-05 |
5 | UBS DERIVATIVES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2010-10-14 | 2012-10-25 |
6 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2010-10-14 | 2012-10-25 | Rep | Dealing in securities | 2010-10-14 | 2012-10-25 |
7 | UBS SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2010-10-14 | 2012-10-25 |
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