Li, Kiu 李僑
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | KBC FINANCIAL PRODUCTS HONG KONG LIMITED | Rep | Dealing in securities | 2005-05-05 | 2008-01-12 |
2 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2008-01-18 | 2015-07-14 |
3 | UBS SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2014-06-11 | 2015-07-14 |
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