Mi, Yezhou 密葉舟
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Credit Suisse (Hong Kong) Limited | Rep | Advising on securities | 2006-10-17 | 2007-09-13 |
2 | UBS SECURITIES ASIA LIMITED | Rep | Advising on securities | 2008-01-28 | 2014-06-21 |
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