Tang, Xiaobo (SFC:ALY952) 唐驍波
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CLSA LIMITED | Rep | Advising on securities | 2005-05-04 | 2006-09-29 |
2 | CLSA RESEARCH LIMITED | Rep | Advising on securities | 2005-10-25 | 2006-09-29 |
3 | UBS SECURITIES ASIA LIMITED | Rep | Advising on securities | 2006-10-23 | 2013-05-08 |
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