Li, Kent Kin Man 李健文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Golden Hen Securities and Futures Limited | Rep | Advising on futures contracts | 2024-12-19 | Rep | Advising on securities | 2024-12-19 | Rep | Asset management | 2024-12-19 | Rep | Dealing in futures contracts | 2024-12-19 | Rep | Dealing in securities | 2024-12-19 |
| 2 | MAGIC COMPASS ASSET MANAGEMENT LIMITED | Rep | Asset management | 2021-04-30 | 2021-05-12 |
| 3 | MAGIC COMPASS FUTURES LIMITED | RO | Dealing in futures contracts | 2021-04-30 | 2021-05-12 |
| 4 | MAGIC COMPASS SECURITIES LIMITED | RO | Advising on securities | 2021-08-16 | 2022-10-06 | RO | Asset management | 2021-08-16 | 2022-10-06 | RO | Dealing in securities | 2021-08-16 | 2022-10-06 | RO | Dealing in futures contracts | 2021-12-20 | 2022-10-06 | RO | Leveraged foreign exchange trading | 2021-12-20 | 2022-10-06 |
| 5 | Prime Cdex Securities Limited | Rep | Advising on securities | 2021-04-30 | 2021-05-12 | Rep | Dealing in securities | 2021-04-30 | 2021-05-12 |
| 6 | WANEXE SECURITIES (HK) LIMITED | RO | Leveraged foreign exchange trading | 2018-08-07 | 2020-03-26 | RO | Advising on futures contracts | 2019-04-10 | 2020-03-26 | RO | Dealing in futures contracts | 2019-04-10 | 2020-03-26 |
| 7 | WING FUNG FINTECH LIMITED | Rep | Leveraged foreign exchange trading | 2009-02-20 | 2014-01-02 | RO | Leveraged foreign exchange trading | 2014-01-02 | 2017-09-30 |
| 8 | WING FUNG FUTURES LIMITED | Rep | Dealing in futures contracts | 2007-05-25 | 2017-09-30 |
| 9 | WING FUNG SECURITIES LIMITED | Rep | Dealing in securities | 2016-11-09 | 2017-09-30 |
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