Wong, Charles Teng-iao 王騰耀
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Axial Partners Limited | RO | Advising on securities | 2023-05-03 | RO | Asset management | 2023-05-03 |
2 | Cofes China Limited | RO | Advising on securities | 2016-04-29 | 2018-01-31 |
3 | Coventry Capital HK Limited | RO | Dealing in securities | 2010-03-22 | 2011-09-05 |
4 | Prive Financial Limited | RO | Dealing in securities | 2012-12-06 | 2016-04-15 | RO | Dealing in securities | 2020-10-06 | 2023-03-31 |
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