Komuro, Shigenori
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | SKY WARD ASIA LIMITED | RO | Advising on corporate finance | 2004-12-13 | RO | Advising on securities | 2005-07-14 | RO | Asset management | 2005-07-14 | RO | Dealing in securities | 2012-01-31 |
2 | SKY WARD GLOBAL MANAGEMENT LIMITED | RO | Advising on futures contracts | 2012-01-31 | RO | Advising on securities | 2012-01-31 | RO | Asset management | 2012-01-31 |
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