Lau, Joanne Yan-Wah 劉恩華
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Securities Asset Management (HK) Limited | Rep | Advising on securities | 2022-05-10 | Rep | Dealing in securities | 2023-12-08 |
| 2 | CITIC Securities International Global Markets Limited | Rep | Dealing in futures contracts | 2022-02-21 | Rep | Dealing in securities | 2022-02-21 |
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