Au, Tik Sun 區迪新
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2023-04-28 | Rep | Advising on futures contracts | 2023-11-17 |
2 | Guotai Junan FX Limited | Rep | Leveraged foreign exchange trading | 2023-11-17 | |
3 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2023-04-28 |
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