Chang, Stephen Shu Tin 張樹田

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 HSBC BROKING FOREX (ASIA) LIMITED RO Leveraged foreign exchange trading 2018-08-07
2 HSBC BROKING FUTURES (ASIA) LIMITED Rep Dealing in futures contracts 2022-09-26
3 HSBC BROKING SECURITIES (ASIA) LIMITED Rep Dealing in securities 2008-01-08
4 HSBC BROKING SECURITIES (HONG KONG) LIMITED RO Dealing in securities 2024-05-20

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