Lau, Hung Chuen 劉洪泉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | KGI ASIA LIMITED | RO | Advising on securities | 2017-10-03 | RO | Dealing in securities | 2017-10-03 |
| 2 | KGI Asset Management Limited | RO | Asset management | 2019-11-15 | RO | Advising on securities | 2023-12-22 | RO | Dealing in securities | 2023-12-22 |
| 3 | KGI FUTURES (HONG KONG) LIMITED | RO | Dealing in futures contracts | 2006-07-07 | RO | Advising on futures contracts | 2011-12-19 |
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