Yip, Christopher Chi Yan 葉志恩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CN CAPITAL MANAGEMENT LIMITED | Rep | Asset management | 2016-06-22 | 2017-01-09 |
2 | MOUNT LOGAN CAPITAL LIMITED | Rep | Advising on securities | 2018-09-26 | 2020-01-07 | Rep | Asset management | 2018-09-26 | 2020-01-07 | RO | Advising on securities | 2020-01-07 | RO | Asset management | 2020-01-07 |
3 | Neuberger Berman Asia Limited | Rep | Advising on securities | 2015-01-22 | 2016-05-01 | Rep | Dealing in securities | 2015-01-22 | 2016-05-01 |
4 | T. Rowe Price Hong Kong Limited | Rep | Advising on securities | 2010-12-31 | 2014-07-04 | Rep | Asset management | 2010-12-31 | 2014-07-04 |
5 | T. ROWE PRICE INTERNATIONAL, INC. | Rep | Advising on securities | 2004-09-10 | 2010-12-31 | Rep | Asset management | 2004-09-10 | 2010-12-31 |
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