Lim, John Barclay 林坤海
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | SOUTH CHINA CAPITAL LIMITED | RO | Advising on corporate finance | 2009-02-09 | 2010-06-01 |
2 | SOUTH CHINA RESEARCH LIMITED | RO | Advising on securities | 2009-02-09 | 2010-06-01 |
3 | SOUTH CHINA SECURITIES LIMITED | RO | Dealing in securities | 2009-02-09 | 2010-06-01 |
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