Yiu, Pik Nam 姚璧南
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | PIPER JAFFRAY ASIA FUTURES LIMITED | Rep | Dealing in futures contracts | 2004-03-23 | 2005-01-26 |
| 2 | PIPER JAFFRAY ASIA SECURITIES LIMITED | Rep | Dealing in securities | 2004-03-23 | 2008-06-24 |
| 3 | SOUTH CHINA COMMODITIES LIMITED | Rep | Advising on futures contracts | 2004-01-12 | Rep | Asset management | 2004-01-12 | Rep | Dealing in futures contracts | 2004-03-04 |
| 4 | SOUTH CHINA SECURITIES LIMITED | Rep | Advising on corporate finance | 2004-01-12 | Rep | Advising on securities | 2004-01-12 | Rep | Asset management | 2004-01-12 | Rep | Automated trading services | 2004-01-12 | Rep | Dealing in securities | 2004-03-04 |
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