Chow, Yuk Sing 周旭昇
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2011-09-26 | 2012-09-25 | Rep | Asset management | 2011-09-26 | 2012-09-25 |
| 2 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Dealing in securities | 2011-09-26 | 2012-09-25 |
| 3 | FULLGOAL ASSET MANAGEMENT (HK) LIMITED | Rep | Advising on securities | 2012-10-15 | 2012-10-25 | Rep | Asset management | 2012-10-15 | 2012-10-25 | RO | Advising on securities | 2012-10-25 | RO | Asset management | 2012-10-25 | RO | Dealing in securities | 2014-03-12 |
| 4 | IAM LEGACY LIMITED | RO | Advising on securities | 2007-08-21 | 2011-08-25 | RO | Asset management | 2007-08-21 | 2011-08-25 |
| 5 | JS SECURITIES LIMITED (HK) | RO | Dealing in securities | 2011-01-20 | 2011-08-25 |
| 6 | Superfund Financial (Hong Kong) Limited | Rep | Advising on securities | 2005-05-09 | 2005-08-03 | Rep | Dealing in securities | 2005-05-09 | 2005-08-03 | RO | Advising on securities | 2005-08-03 | 2007-03-31 | RO | Dealing in securities | 2005-08-03 | 2007-03-31 |
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