Jones, Lindsay Sarah (SFC:ABY618)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FINANCIAL RISK MANAGEMENT LIMITED | Rep | Dealing in securities | 2005-09-30 | 2005-10-29 | Rep | Dealing in securities | 2006-05-08 | 2006-05-12 |
| 2 | FRM (Australia) Pty Limited | Rep | Dealing in securities | 2006-10-16 | 2006-10-20 | Rep | Dealing in securities | 2006-12-04 | 2006-12-08 | Rep | Dealing in securities | 2007-03-05 | 2007-03-09 | RO | Dealing in securities | 2007-04-16 | 2007-04-20 | RO | Dealing in securities | 2007-07-13 | 2007-07-14 | RO | Dealing in securities | 2007-08-08 | 2007-08-09 | RO | Dealing in securities | 2007-11-05 | 2007-11-07 | RO | Dealing in securities | 2008-01-21 | 2008-02-01 | RO | Dealing in securities | 2008-02-25 | 2008-03-14 | RO | Dealing in securities | 2008-03-31 | 2008-04-19 | RO | Dealing in securities | 2008-04-21 | 2008-05-16 |
| 3 | FRM HONG KONG LIMITED (d2014-05-18) | Rep | Dealing in securities | 2008-05-20 | 2009-07-17 | Rep | Asset management | 2009-01-09 | 2009-07-17 |
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