Ruffy, Bruce Howard
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Daiwa Capital Markets Hong Kong Limited | Rep | Dealing in securities | 2005-09-14 | 2007-06-12 |
2 | Jefferies Hong Kong Limited | Rep | Dealing in securities | 2014-07-21 | 2015-12-16 |
3 | MACQUARIE CAPITAL LIMITED | Rep | Dealing in securities | 2004-01-26 | 2005-01-25 |
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