Yeung, Yolanda Nim Shuk 楊念淑
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CASH Wealth Management Limited | RO | Advising on securities | 2004-01-13 | 2008-12-04 | Rep | Asset management | 2006-04-28 | 2008-12-04 |
2 | Channel 8 Wealth Management Limited | RO | Advising on securities | 2010-01-27 | 2013-12-31 | RO | Asset management | 2010-01-27 | 2013-12-31 | RO | Dealing in securities | 2010-01-27 | 2013-12-31 | RO | Advising on securities | 2016-12-05 | RO | Asset management | 2016-12-05 | RO | Dealing in securities | 2016-12-05 |
3 | FRONTIER CAPITAL MANAGEMENT LIMITED (HK) | Rep | Advising on securities | 2014-01-08 | 2014-01-27 | Rep | Asset management | 2014-01-08 | 2014-01-27 | Rep | Dealing in securities | 2014-01-08 | 2014-01-27 | RO | Advising on securities | 2014-01-27 | 2016-07-01 | RO | Asset management | 2014-01-27 | 2016-07-01 | RO | Dealing in securities | 2014-01-27 | 2016-07-01 |
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