Wu, Johnson 胡宗迅
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Liquid Capital Markets Hong Kong Limited | Rep | Dealing in futures contracts | 2010-05-19 | 2011-03-21 | Rep | Dealing in securities | 2010-05-19 | 2011-03-21 |
| 2 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2005-04-07 | 2009-02-27 |
| 3 | Merrill Lynch Far East Limited | Rep | Dealing in securities | 2005-04-07 | 2009-02-27 |
| 4 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2005-04-07 | 2009-02-27 |
| 5 | Morgan Stanley Asia Limited | Rep | Advising on corporate finance | 2003-10-16 | Rep | Advising on securities | 2003-10-16 | Rep | Automated trading services | 2003-10-16 | Rep | Dealing in securities | 2003-10-16 |
| 6 | Morgan Stanley Hong Kong Futures Limited | Rep | Automated trading services | 2003-10-16 | Rep | Dealing in futures contracts | 2003-10-16 |
| 7 | Quantbot Technologies (HK), Limited | RO | Asset management | 2016-05-24 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy