Liu, Meng-Hsiung 劉孟雄
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Advising on corporate finance | 2003-11-28 | 2006-08-11 | Rep | Dealing in securities | 2003-11-28 | 2006-08-11 |
2 | SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED | RO | Advising on securities | 2019-11-19 | 2023-04-03 | RO | Asset management | 2019-11-19 | 2023-04-03 |
3 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2018-05-16 | 2018-07-13 | RO | Dealing in securities | 2018-07-13 | 2023-04-03 |
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