Lacey, Robert William Patrick
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CLSA LIMITED | Rep | Dealing in securities | 2007-06-27 | 2007-07-16 |
| 2 | MACQUARIE CAPITAL LIMITED | RO | Dealing in securities | 2003-06-27 | |
| 3 | Yuanta Securities (Hong Kong) Company Limited | Rep | Advising on securities | 2018-11-01 | 2019-11-06 | Rep | Dealing in securities | 2018-11-01 | 2019-11-06 | RO | Advising on securities | 2019-11-06 | 2021-09-02 | RO | Dealing in securities | 2019-11-06 | 2021-09-02 |
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