Chan, Derek Kai Lek 陳紀律
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Allianz Global Investors Asia Pacific Limited (SFC:AOA171) | Rep | Advising on securities | 2007-02-07 | 2010-07-03 | Rep | Asset management | 2007-02-07 | 2010-07-03 | Rep | Advising on futures contracts | 2008-04-15 | 2010-07-03 |
2 | Allianz Global Investors Hong Kong Limited | Rep | Advising on securities | 2004-08-17 | 2010-02-08 | Rep | Asset management | 2004-08-17 | 2010-02-08 |
3 | CGS International Securities Hong Kong Limited | Rep | Advising on securities | 2004-05-14 | 2004-07-26 | Rep | Dealing in securities | 2004-05-14 | 2004-07-26 |
4 | Pearl Street Advisors Limited | Rep | Asset management | 2014-07-18 | 2014-07-29 |
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