Lee, Thomas Yuk Chee 李旭智
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BARCLAYS CAPITAL FUTURES HONG KONG LIMITED | Rep | Advising on futures contracts | 2004-08-30 | Rep | Asset management | 2004-08-30 | Rep | Dealing in futures contracts | 2004-10-07 |
2 | JL Capital (Hong Kong) Pte Limited | Rep | Asset management | 2006-11-14 | 2007-06-11 | RO | Asset management | 2007-06-11 | 2009-01-01 |
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