Smith, Jennifer Tai 戴令名
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Automated trading services | 2003-06-02 | 2003-08-22 | Rep | Dealing in securities | 2003-06-02 | 2007-06-29 |
| 2 | Credit Suisse Securities (Hong Kong) Limited | Rep | Dealing in securities | 2007-04-10 | 2007-06-29 |
| 3 | HSBC SECURITIES (ASIA) LIMITED | Rep | Advising on corporate finance | 2003-04-02 | Rep | Advising on securities | 2003-04-02 | Rep | Asset management | 2003-04-02 | Rep | Dealing in securities | 2003-04-02 |
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