Liu, Wing Wai (SFC:AEJ696) 廖榮偉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | AXA Financial Planning (Hong Kong) Limited | Rep | Advising on securities | 2004-12-28 | 2005-07-05 | Rep | Dealing in securities | 2004-12-28 | 2005-07-05 |
2 | UKFP (Asia) HK Limited | Rep | Advising on securities | 2004-03-05 | 2004-07-08 | Rep | Dealing in securities | 2004-03-05 | 2004-07-08 |
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