Lee, Kok Yi 李國宜
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | S&P Global Ratings Hong Kong Limited | RO | Credit rating services | 2011-06-01 | |
2 | STANDARD & POOR'S, LLC | Rep | Advising on securities | 2003-05-22 | 2004-03-22 | RO | Advising on futures contracts | 2004-03-22 | 2005-03-30 | RO | Advising on securities | 2004-03-22 | 2007-11-30 |
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