Lam, Jimmy Chun Kwok 林振國
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Admiralty Harbour Capital Limited | Rep | Asset management | 2017-01-11 | 2017-09-22 | Rep | Dealing in securities | 2017-01-11 | 2017-09-22 | RO | Advising on securities | 2017-01-11 | 2019-04-25 | RO | Asset management | 2018-08-22 | 2019-04-25 | RO | Dealing in securities | 2018-08-22 | 2019-04-25 |
| 2 | BOCI RESEARCH LIMITED | Rep | Advising on securities | 2005-08-31 | 2010-06-30 |
| 3 | CHINA EVERBRIGHT RESEARCH LIMITED | Rep | Advising on securities | 2011-11-18 | 2012-05-29 | RO | Advising on securities | 2012-05-29 | 2012-11-29 | Rep | Advising on securities | 2012-12-21 | 2013-01-11 |
| 4 | Daiwa Capital Markets Hong Kong Limited | Rep | Advising on securities | 2010-11-09 | 2011-08-19 |
| 5 | DAIWA INSTITUTE OF RESEARCH (HONG KONG) LIMITED | Rep | Advising on securities | 2010-11-09 | 2011-08-19 |
| 6 | Kylin International (HK) Co., Limited | Rep | Asset management | 2019-05-27 | 2019-08-16 | RO | Asset management | 2019-08-16 | 2021-03-30 |
| 7 | LEHMAN BROTHERS ASIA LIMITED | Rep | Advising on securities | 2004-10-19 | 2005-01-17 |
| 8 | MIB SECURITIES (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2003-07-09 | Rep | Asset management | 2003-07-09 | Rep | Advising on securities | 2004-07-19 |
| 9 | PRIORITY ASSET MANAGEMENT GROUP LIMITED | Rep | Asset management | 2021-10-08 | 2021-10-18 | RO | Asset management | 2021-10-18 | 2023-04-30 |
| 10 | Yuanta Securities (Hong Kong) Company Limited | Rep | Advising on securities | 2015-06-09 | 2015-08-28 | RO | Advising on securities | 2015-08-28 | 2016-06-17 |
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