Sun, Yan (SFC:BJN166) 孫妍
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2021-04-20 | 2022-11-07 |
| 2 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in futures contracts | 2021-04-20 | 2022-11-07 |
| 3 | NATIXIS ASIA LIMITED | Rep | Dealing in securities | 2024-08-08 | |
| 4 | Robeco Hong Kong Limited | Rep | Dealing in securities | 2017-05-18 | 2018-06-12 |
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