Shu, Karie Hoi Li 舒凱莉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on corporate finance | 2004-10-13 | Rep | Advising on securities | 2004-10-13 | Rep | Asset management | 2004-10-13 | Rep | Dealing in securities | 2007-12-19 |
| 2 | MAN INVESTMENTS (HONG KONG) LIMITED | Rep | Advising on securities | 2011-10-10 | 2013-09-03 | Rep | Dealing in securities | 2011-10-10 | 2013-09-03 |
| 3 | PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED | Rep | Advising on securities | 2019-10-16 | 2024-05-15 | Rep | Dealing in securities | 2019-10-16 | 2024-05-15 |
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