Kim, Peter Sin
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Apus Investments Limited | RO | Asset management | 2008-09-04 | 2012-04-21 |
| 2 | ASIA ABSOLUTE ADVISORS LIMITED | Rep | Asset management | 2005-08-12 | 2006-09-22 |
| 3 | DAEWOO SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2014-03-31 | 2015-05-01 | Rep | Dealing in securities | 2014-03-31 | 2015-05-01 | Rep | Dealing in securities | 2015-11-10 | 2017-02-28 |
| 4 | GAVEKAL CAPITAL LIMITED | Rep | Asset management | 2006-10-01 | 2008-06-30 |
| 5 | HSBC SECURITIES (ASIA) LIMITED | Rep | Advising on corporate finance | 2003-12-05 | Rep | Advising on securities | 2003-12-05 | Rep | Asset management | 2003-12-05 | Rep | Dealing in securities | 2005-07-07 |
| 6 | KB Securities Hong Kong Limited | Rep | Dealing in securities | 2020-05-04 | |
| 7 | Mirae Asset Securities (HK) Limited | Rep | Dealing in securities | 2017-03-01 | 2019-12-31 |
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