Wu, Alan (SFC:AFH037) 伍德倫
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BFAM Partners (Hong Kong) Limited | Rep | Asset management | 2019-07-31 | |
2 | CHI CAPITAL SECURITIES LIMITED | RO | Advising on securities | 2005-11-25 | 2006-03-15 | RO | Asset management | 2005-11-25 | 2006-03-15 | RO | Dealing in securities | 2005-11-25 | 2006-03-15 |
3 | Ge Shang Investment (Hong Kong) Limited | Rep | Advising on securities | 2008-09-12 | 2010-05-20 | Rep | Asset management | 2008-09-12 | 2010-05-20 |
4 | KBC FINANCIAL PRODUCTS HONG KONG LIMITED | Rep | Dealing in securities | 2006-09-07 | 2008-05-14 |
5 | NAN FUNG INVESTMENT ADVISER LIMITED | RO | Asset management | 2011-10-19 | 2015-05-20 |
6 | NF Trinity Capital (Hong Kong) Limited | Rep | Advising on securities | 2015-06-03 | 2019-05-01 | Rep | Asset management | 2015-06-03 | 2019-05-01 |
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