To, Tsz Wai 杜子偉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Daiwa Capital Markets Hong Kong Limited | Rep | Advising on corporate finance | 2005-02-07 | Rep | Advising on securities | 2005-02-07 | Rep | Asset management | 2005-02-07 | Rep | Dealing in securities | 2005-03-10 |
2 | DAIWA SECURITIES SMBC (ASIA) LIMITED | Rep | Advising on corporate finance | 2005-02-07 | Rep | Advising on securities | 2005-02-07 | Rep | Asset management | 2005-02-07 | Rep | Dealing in securities | 2005-02-07 |
3 | DAIWA SECURITIES SMBC FUTURES (ASIA) LIMITED | Rep | Advising on futures contracts | 2005-02-07 | Rep | Asset management | 2005-02-07 | Rep | Dealing in futures contracts | 2005-03-10 |
4 | Ginger Capital Advisory Limited | RO | Advising on securities | 2011-06-01 | 2013-07-19 | RO | Asset management | 2011-06-01 | 2013-07-19 |
5 | HAMON ASIAN ADVISORS LIMITED | RO | Advising on securities | 2008-06-16 | 2010-07-31 | RO | Asset management | 2008-06-16 | 2010-07-31 |
6 | HAMON ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2005-05-18 | 2008-06-16 | Rep | Asset management | 2005-05-18 | 2008-06-16 | Rep | Advising on futures contracts | 2006-06-08 | 2008-06-16 | RO | Advising on futures contracts | 2008-06-16 | 2010-07-31 | RO | Advising on securities | 2008-06-16 | 2010-07-31 | RO | Asset management | 2008-06-16 | 2010-07-31 |
7 | HAMON INVESTMENT MANAGEMENT LIMITED | Rep | Advising on securities | 2005-05-18 | 2008-06-16 | Rep | Asset management | 2005-05-18 | 2008-06-16 | Rep | Advising on futures contracts | 2006-06-08 | 2008-06-16 | RO | Advising on futures contracts | 2008-06-16 | 2010-07-31 | RO | Advising on securities | 2008-06-16 | 2010-07-31 | RO | Asset management | 2008-06-16 | 2010-07-31 |
8 | Luxence Capital Limited | Rep | Asset management | 2024-07-31 | |
9 | VL ASSET MANAGEMENT LIMITED | RO | Asset management | 2020-09-08 | 2024-07-15 |
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