Ling, Wan Kei 凌雲基
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CELESTIAL COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2004-02-24 | 2004-11-24 |
2 | CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2004-02-24 | 2004-11-24 |
3 | CES Commodities (HK) Limited | Rep | Advising on futures contracts | 2003-11-07 | Rep | Asset management | 2003-11-07 | Rep | Dealing in futures contracts | 2003-11-11 |
4 | Everbright Securities Investment Services (HK) Limited | Rep | Automated trading services | 2003-07-07 | Rep | Advising on corporate finance | 2003-11-07 | Rep | Advising on securities | 2003-11-07 | Rep | Asset management | 2003-11-07 | Rep | Dealing in securities | 2003-11-11 |
5 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2004-11-25 | 2005-06-10 |
6 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2004-11-25 | 2005-06-10 |
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