Kang, Wai Tung 耿偉東
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BOCOM International Holdings Company Limited | Rep | Dealing in securities | 2005-10-26 | 2008-03-03 |
2 | BOCOM International Securities Limited | Rep | Dealing in securities | 2007-09-12 | 2011-04-07 | Rep | Dealing in futures contracts | 2010-07-20 | 2011-04-07 |
3 | Funderstone Futures Limited | Rep | Dealing in futures contracts | 2011-10-28 | 2014-05-12 |
4 | Funderstone Securities Limited | Rep | Dealing in securities | 2011-10-28 | 2014-05-12 |
5 | Soochow Securities International Brokerage Limited | Rep | Dealing in securities | 2014-05-28 | 2020-02-23 |
6 | Soochow Securities International Futures Limited | Rep | Dealing in futures contracts | 2014-05-28 | 2020-02-23 |
7 | Tung Shing Securities (Brokers) Limited | Rep | Advising on corporate finance | 2004-01-09 | Rep | Advising on securities | 2004-01-09 | Rep | Asset management | 2004-01-09 | Rep | Dealing in securities | 2005-10-17 |
8 | VALUABLE CAPITAL LIMITED | Rep | Dealing in securities | 2023-04-04 | 2024-08-14 |
9 | ZHONGTAI INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2021-08-12 | 2021-09-17 | Rep | Dealing in futures contracts | 2022-09-22 | 2022-10-25 |
10 | ZHONGTAI INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2021-08-12 | 2021-09-17 | Rep | Dealing in securities | 2022-09-22 | 2022-10-25 |
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