Lau, Samuel Che Cheng 劉志城
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | AXA CHINA REGION INVESTMENT SERVICES LIMITED | Rep | Advising on securities | 2007-09-24 | 2011-04-30 |
2 | BANK CONSORTIUM TRUST COMPANY LIMITED | Rep | Advising on corporate finance | 2003-11-18 | Rep | Asset management | 2003-11-18 | Rep | Advising on securities | 2007-07-03 |
3 | PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED | Rep | Advising on securities | 2011-11-07 | 2011-11-11 |
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