Foo, Choy Peng 胡翠屏
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | AP Asset Management (HK) Limited | Rep | Advising on securities | 2007-10-30 | 2007-12-09 | Rep | Asset management | 2007-12-04 | 2007-12-09 |
2 | DBS VICKERS (HONG KONG) LIMITED | Rep | Dealing in securities | 2010-04-07 | 2011-08-17 |
3 | LUK FOOK SECURITIES (HK) LIMITED | Rep | Advising on securities | 2014-09-16 | 2015-08-19 | Rep | Dealing in securities | 2014-09-16 | 2015-08-19 |
4 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2004-03-03 | Rep | Dealing in securities | 2004-03-03 | Rep | Advising on securities | 2007-09-12 | Rep | Advising on securities | 2008-02-22 | 2010-03-22 |
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