Sim, Sharon Anne Soo Yee
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Advising on corporate finance | 2004-01-08 | Rep | Asset management | 2004-01-08 | Rep | Advising on securities | 2005-07-22 | Rep | Dealing in securities | 2005-07-22 |
| 2 | LEHMAN BROTHERS ASIA LIMITED | Rep | Dealing in securities | 2005-08-15 | 2008-09-29 |
| 3 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2009-03-27 | 2011-06-19 |
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