Lau, Tat Keung 劉達強
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Arete Research Asia Limited | RO | Advising on securities | 2010-07-23 | 2010-09-10 |
| 2 | BENDURA WEALTH MANAGEMENT (HONG KONG) LIMITED | Rep | Advising on securities | 2024-01-19 | 2024-02-08 | Rep | Asset management | 2024-01-19 | 2024-02-08 | Rep | Dealing in securities | 2024-01-19 | 2024-05-03 | RO | Advising on securities | 2024-02-08 | RO | Asset management | 2024-02-08 | RO | Dealing in securities | 2024-05-03 | RO | Dealing in futures contracts | 2024-07-29 |
| 3 | BOCI Bullion Company Limited | Rep | Advising on corporate finance | 2003-12-03 | Rep | Advising on securities | 2003-12-03 | Rep | Asset management | 2003-12-03 | Rep | Automated trading services | 2004-03-11 | Rep | Dealing in securities | 2004-03-11 |
| 4 | BOCI COMMODITIES & FUTURES LIMITED | Rep | Dealing in futures contracts | 2004-01-07 | 2004-03-11 |
| 5 | BOCI SECURITIES LIMITED | Rep | Dealing in securities | 2004-01-07 | 2004-03-11 |
| 6 | China Reserve Securities Limited | Rep | Advising on securities | 2019-03-28 | 2019-06-03 | Rep | Asset management | 2019-03-28 | 2019-06-03 |
| 7 | ETRADE SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2004-06-24 | 2007-10-12 | Rep | Advising on securities | 2004-07-09 | 2007-10-12 | Rep | Leveraged foreign exchange trading | 2004-07-09 | 2007-10-12 | RO | Dealing in futures contracts | 2005-12-23 | 2007-10-12 |
| 8 | F.T.M.F. DISTRIBUTION LIMITED | RO | Advising on securities | 2012-03-22 | 2016-10-18 | Rep | Asset management | 2014-12-12 | 2016-10-18 |
| 9 | FT Securities Limited | Rep | Dealing in securities | 2004-05-03 | 2004-05-11 |
| 10 | Future Growth Financial Services Limited | Rep | Dealing in futures contracts | 2011-03-14 | 2011-03-28 | Rep | Dealing in securities | 2011-03-14 | 2011-03-28 |
| 11 | Goldin Equities Limited | Rep | Advising on corporate finance | 2003-12-03 | Rep | Advising on securities | 2003-12-03 | Rep | Asset management | 2003-12-03 | Rep | Dealing in securities | 2004-03-11 |
| 12 | Hong Kong Metasequoia Capital Management Limited | Rep | Advising on securities | 2019-06-17 | 2019-06-25 | Rep | Asset management | 2019-06-17 | 2019-06-25 | RO | Advising on securities | 2019-06-25 | 2024-01-12 | RO | Asset management | 2019-06-25 | 2024-01-12 |
| 13 | Huge Asset Management Limited | Rep | Advising on securities | 2016-11-08 | 2016-11-23 | Rep | Asset management | 2016-11-08 | 2016-11-23 | RO | Advising on securities | 2016-11-23 | 2019-02-14 | RO | Asset management | 2016-11-23 | 2019-02-14 |
| 14 | INVESCO ASSET MANAGEMENT ASIA LIMITED | Rep | Dealing in securities | 2008-05-09 | 2010-02-06 |
| 15 | INVESCO HONG KONG LIMITED | Rep | Dealing in securities | 2008-05-09 | 2010-02-06 |
| 16 | JEFFERIES BACHE (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2004-05-03 | 2004-05-11 |
| 17 | SHUN HENG SECURITIES LIMITED | RO | Dealing in securities | 2019-06-25 | 2024-01-12 |
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