Chu, Lawrence Siu Han 朱少嫺
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | FTL Wealth Management (HK) Limited | Rep | Advising on securities | 2007-07-30 | 2008-04-29 |
2 | Sun Life Hong Kong Limited | Rep | Advising on corporate finance | 2003-05-30 | Rep | Advising on securities | 2003-05-30 | Rep | Asset management | 2003-05-30 | Rep | Advising on securities | 2006-06-26 | 2007-01-06 |
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