Luk, Priscilla Hau Yi 陸巧兒
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Citigroup Global Markets Asia Limited | Rep | Advising on securities | 2003-09-05 | 2007-03-02 |
2 | CLSA RESEARCH LIMITED | Rep | Advising on securities | 2003-08-11 | |
3 | GEOMATRIX (H.K.) LIMITED | Rep | Asset management | 2007-06-11 | 2008-06-12 |
4 | Mirae Asset Securities (HK) Limited | Rep | Advising on securities | 2008-07-21 | 2010-06-18 |
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