Tham, Leung-Hwa
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Allianz Global Investors Hong Kong Limited | Rep | Asset management | 2007-03-05 | 2007-08-06 |
2 | INVESCO ASSET MANAGEMENT ASIA LIMITED | Rep | Advising on corporate finance | 2005-03-03 | Rep | Advising on securities | 2005-03-03 | Rep | Asset management | 2005-03-03 |
3 | INVESCO HONG KONG LIMITED | Rep | Advising on corporate finance | 2005-03-01 | Rep | Advising on securities | 2005-03-03 | Rep | Asset management | 2006-09-01 |
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