So, Po Man 蘇寶文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BCT Financial Limited | Rep | Advising on securities | 2011-10-12 | 2012-10-24 | Rep | Dealing in securities | 2011-10-12 | 2012-10-24 |
| 2 | PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED | Rep | Dealing in securities | 2003-09-29 | 2004-06-16 | Rep | Dealing in securities | 2014-04-23 | 2015-08-10 |
| 3 | Principal Investment & Retirement Services Limited | Rep | Advising on securities | 2013-08-16 | 2022-04-23 | Rep | Dealing in securities | 2013-08-16 | 2022-04-23 |
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