Lam, Kai Chiu 林啟超
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED | Rep | Leveraged foreign exchange trading | 2003-09-26 | 2004-09-02 |
2 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Leveraged foreign exchange trading | 2004-09-10 | 2006-08-30 | Rep | Dealing in futures contracts | 2004-10-05 | 2008-05-14 |
3 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2007-12-19 | 2008-05-14 |
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