Zhong, Anna Hua
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARING ASSET MANAGEMENT (ASIA) LIMITED | Rep | Asset management | 2007-08-15 | 2007-11-06 | RO | Asset management | 2007-11-06 | 2009-05-06 | Rep | Advising on securities | 2007-12-18 | 2009-05-06 | Rep | Advising on securities | 2017-08-31 | 2019-08-31 | Rep | Asset management | 2017-08-31 | 2019-08-31 | Rep | Dealing in securities | 2017-08-31 | 2019-08-31 |
| 2 | Barings Investment Advisers (Hong Kong) Limited | RO | Advising on securities | 2009-05-08 | 2017-09-22 | RO | Asset management | 2009-05-08 | 2017-09-22 | RO | Dealing in securities | 2009-05-08 | 2017-09-22 |
| 3 | BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED | Rep | Asset management | 2004-01-26 | 2005-08-23 | Rep | Advising on securities | 2004-10-05 | 2005-08-23 |
| 4 | HSBC SECURITIES (ASIA) LIMITED | Rep | Advising on securities | 2005-08-29 | 2005-11-12 |
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