Chuard, Julien
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BEAR STEARNS ASIA LIMITED | Rep | Dealing in futures contracts | 2007-08-15 | 2009-11-23 | Rep | Dealing in securities | 2007-08-15 | 2009-11-23 |
2 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-05-29 | 2010-09-17 | Rep | Dealing in securities | 2008-05-29 | 2010-09-17 | Rep | Advising on futures contracts | 2008-06-23 | 2010-09-17 | Rep | Advising on securities | 2008-06-23 | 2010-09-17 |
3 | SG SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2004-01-13 | 2005-10-03 |
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