Hui, Kai Sing 許啟昇
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2004-04-17 | 2006-03-25 |
2 | HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2004-04-17 | 2006-03-25 |
3 | HSBC BROKING SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2004-04-17 | 2006-03-25 |
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