Chiu, Ying Nam 邱瑩籃
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | EMPEROR FUTURES LIMITED | Rep | Dealing in futures contracts | 2007-03-08 | 2007-10-02 | Rep | Dealing in futures contracts | 2008-05-26 | 2011-03-30 |
2 | EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED | Rep | Leveraged foreign exchange trading | 2004-08-11 | 2007-10-02 | Rep | Leveraged foreign exchange trading | 2008-08-26 | 2010-05-10 |
3 | EMPEROR SECURITIES LIMITED (HK) | Rep | Dealing in securities | 2008-06-19 | 2009-09-02 |
4 | Nerico Brothers Limited (HK) | Rep | Dealing in futures contracts | 2007-10-18 | 2008-04-30 | Rep | Leveraged foreign exchange trading | 2007-10-18 | 2008-04-30 |
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