Han, Bing (SFC:AKY573) 韓冰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BrightSphere (Asia-Pacific) Limited (b2015-12-11) | RO | Dealing in securities | 2019-12-12 | 2020-04-30 |
2 | CHINA LIFE FRANKLIN ASSET MANAGEMENT CO., LIMITED | Rep | Advising on securities | 2014-08-29 | 2015-04-28 | Rep | Asset management | 2014-08-29 | 2019-10-04 | RO | Advising on securities | 2015-04-28 | 2019-10-04 |
3 | Credit Suisse (Hong Kong) Limited | Rep | Advising on corporate finance | 2004-07-21 | 2005-03-03 | Rep | Dealing in securities | 2004-07-21 | 2005-10-05 |
4 | DRESDNER KLEINWORT SECURITIES (ASIA) LIMITED | Rep | Advising on securities | 2007-04-12 | 2009-08-31 | Rep | Dealing in securities | 2007-04-12 | 2009-08-31 |
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