Chan, Tin Wa Caesar 陳天華
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | ALTUS CAPITAL LIMITED | Rep | Advising on corporate finance | 2017-06-08 | 2019-01-21 |
2 | ALTUS INVESTMENTS LIMITED (HK) | Rep | Dealing in securities | 2017-06-08 | 2019-01-21 |
3 | Grande Capital Limited | Rep | Advising on corporate finance | 2019-04-18 | 2021-08-07 |
4 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2023-09-28 | Rep | Asset management | 2023-09-28 | Rep | Dealing in securities | 2023-09-28 |
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